Non-fiction and essays
University essays
American Studies
Third Year
Abraham Lincoln and the Civil War 332
Evaluate the tone and argument of Lincoln’s first Inaugural Address.

Abraham Lincoln’s first Inaugural Address of March 4, 1861 came at a crucial time in American history, and in
circumstances unlike any other presidential speech. The states of the Deep South, led by South Carolina,
had already seceded, and there were movements towards secession in the other slavery states. Lincoln
used the address to send a message to those on both sides of the crisis, and perhaps more importantly, to
those wavering in the middle. Some of the ideas for the address he had tested out, albeit tentatively, in
speeches to crowds on his route to Washington.# The tone of Lincoln’s speech was one of authority, but also
conciliation towards his wayward Southern brothers. Above all, the message that Lincoln sent was that the
continued existence of the Union was of paramount importance, and he did not stop short of indications of
what might ensue should anyone try to destroy the Union.
In the first part of the Inaugural, and throughout the whole address, Lincoln reinforces the legitimacy of his
position, and the responsibilities that the position entails. To accomplish this he makes reference to the oath
of office he has taken with the first sentence he speaks. This is a device that Lincoln used often during the
early stages of his presidency, referring to the fact that he derives his authority from being duly elected by the
people of the United States, something that his Confederate opponent Jefferson Davis cannot lay claim to. As
Lincoln is building up to his grand finish, he reminds the audience that the ‘Chief Magistrate derives all his
authority from the people, and they have conferred none upon him to fix terms for the separation of the States.’
# This demonstrates his position is legitimate, and also infers that the course of action taken by the seceding
states is illegitimate, a clear instance of his authoritarian tone. In another reference to the supreme authority
of the people that have invested him with powers, he alludes to the Supreme Court decision in the Dred Scott
case by saying that while they have the duty to make rulings as they need to, ‘it is no fault of theirs, if others
seek to turn their decisions to political purposes.’# In making this statement, Phillip Shaw Paludan has
suggested that Lincoln is asserting his authority over the Court, by inferring that he would not let an unelected
body determine policy for the whole country.#
As well as authority, Lincoln makes reference to the responsibility that he owes to the people who elected
him. As the president was elected by predominantly Republican voters, he feels that he cannot reject the
stance of the Republican party, the very platform on which he was elected. He unashamedly plagiarises his
own speeches, and restates parts of the Republican platform, such as when he declares: ‘we denounce the
lawless invasion by armed forces of the soil of any State of Territory, no matter under what pretext, as among
the gravest of crimes.’# However, he does not go into very much detail on the specific points of the
Republican platform, other than to refer the listeners to look up the ‘published speeches of him who now
addresses you’ to find what he has said on his course of action towards the South and their peculiar
institution. As Richard Carwardine has suggested, the reason for such a limited reference to his party’s
platform is that he must bind the pro-Union Democrats to his cause, a need to ‘sink the partisan in the patriot’
in the conflict that was looming.# Lincoln asserts that he carries both the legitimacy of his elected office, but
also the responsibility to all the voters, not solely those who elected him, and including those in the Southern
states.
The main argument of Lincoln’s first Inaugural Address revolves around the status of the Union. For Lincoln,
the Union is the oldest building block of the country, which, according to the president ‘is much older than the
Constitution. It was formed in fact, by the Articles of Association in 1774.’# And more importantly than the age
of the Union, in Lincoln’s eyes, is his unrelenting belief in its perpetuity and inviolate nature. He affirms this
belief in his powerful statement that ‘in contemplation of universal law, and of the Constitution, the Union of
these States is perpetual….Continue to execute all the express provisions of our national Constitution, and
the Union will endure forever.’# This is a theme that is repeated throughout the address, and in subsequent
speeches made by Lincoln. And further than this, as Lincoln considers the Union ‘unbroken,’ he has the
express intention to ensure that ‘the laws of the Union be faithfully executed in all the States.’# This is a thinly
veiled threat to the secessionists, as in the months leading up to the address, Federal property in the South
had been seized. Lincoln, however, in his balancing act between authority and concession, does not go so
far as to say he will go to war over a few forts and the delivery of the mail. He does not shy away from inferring
that the actions of the secessionists are rebellious: ‘acts of violence, with any State or States, against the
authority of the United States, are insurrectionary or revolutionary, according to circumstance.’# Lincoln’s
statement is aimed at those who have already departed the Union, declaring that what they have done is
illegal, that they have no right to leave the Union, and more importantly, in conjunction with his promise to
uphold the laws, that he will not allow them to leave.#
Lincoln’s references to the perpetuity of the Union represent his authoritative tone in the Inaugural Address.
However, in his treatment of the South, it is possible to see a much more conciliatory message. This has
been interpreted by historians partly as the result of Lincoln’s discussion of his initial draft with Orville
Browning and William Seward, both of whom felt that his first attempt was far too provocative in terms of
declaring he would ‘reclaim’ forts, as well as ‘occupy and hold.’ Under the advice of Browning and Seward,
Lincoln dropped the offending phrase.# Lincoln makes an appeal to those in the Upper South slave states
who have not yet left the Union, and also to those unionists in the Deep South who he firmly believes will
supplant the secessionist elite ‘wreckers’ and return to the fold. He clearly distinguishes between those who
are loyal to the Union, and those who would see the Union destroyed by their illegal secession movement.
Lincoln declares that if ‘there are persons in one section, or another who seek to destroy the Union’ he will
‘need address no word to them,’ in other words, he is not going to engage in a dialogue with the
secessionist leaders. On the other hand he makes a plea by asking ‘To those who really love the Union, may
I not speak?’, which is a call to unionists in those slave states that remain in the Union.#  
In a reiteration of his numerous pledges during his political speeches prior to the Inaugural, Lincoln affirms
that he has no inclination to interfere with slavery where it exists. This a further sign of his tone of conciliation.
This mood does not extend to the leaders of the secession movement however, which Lincoln compares to a
revolution by the minority that does not accept the authority of the majority - a clear violation of the founding
principles of the Union. He declares that ‘the central idea of secession, is the essence of anarchy’ and that
‘the rule of a minority, as a permanent arrangement, is wholly inadmissible’, and from anarchy, despotism is
not far behind.# A final message of these references to the South is that the Southerners’ property - including
their most important property, slaves - is safer within the Union than without. The need for secession is a
drastic step that cannot be justified.#
While promising to retain his policy of non-interference with slavery, Lincoln does reinforce his own dislike of
the institution by referring to the moral difference between the sections. There is one section that ‘believes
slavery is right, and ought to be extended, while the other believes it is wrong and ought not to be extended.
This is the only substantial dispute.’# While at first glance this statement may suggest that if a compromise
could be reached on slavery, there would be no grounds for the separation of the Union, in reality it is a
statement of Lincoln’s refusal to compromise. When he not only occupies the moral high ground over slavery,
but the legal and constitutional high ground that the presidency gives him, he will offer some concessions to
the Southern states to preserve the Union, but will never allow the further extension of slavery. Indeed, he
goes on to declare that the situation ‘cannot be perfectly cured; and it would be worse in both cases after the
separation of the sections, than before.’#
James McPherson has described the Inaugural Address as Lincoln offering both the sword and the olive
branch to the South, with the sword being his stance towards the forts in the South, and the olive branch
being his concessionary position over slavery.# This is consistent with the overall tone of the address as
authoritative but concessionary, firm but reassuring. Part of this is Lincoln’s desire to assert his authority and
responsibility, while wishing to keep the rebellion as small as possible by not alienating the wavering slave
states. In Lincoln’s mind there still existed the chance that popular union sentiment in the South would return
the wayward states to the Union, though this belief was misplaced. However, this belief, together with the
suggestions of Browning and Seward, help to explain the concessions Lincoln was willing to offer on the
issue of slavery. On the other hand, there was no compromise on the idea of an unbroken Union, and that the
actions of the slaveholding elite who had precipitated the secession crisis were illegal. Lincoln used all his
deftness and wealth of expression in trying to outlay his belief in the Union, and what he would do if the Union
was threatened. He claimed that he did not regard his intention to execute all the laws of the Union as ‘a
menace, but only as the declared purpose of the Union that it will constitutionally defend, and maintain itself.’
# Towards the end of the speech, Lincoln reaffirms that the Southerners could still enjoy the benefits and
protections of the Constitution, and there was nothing Lincoln could, or would do to prevent that. However, he
lays the responsibility for ‘the momentous issue of civil war’ in the hands of the secessionists and in a final
reference to his legitimacy over the illegal Confederate government, he declares that ‘You can have no
conflict, without being yourselves the aggressors. You have no oath registered in Heaven to destroy the
government, while I shall have the most solemn one to “preserve, protect, and defend” it.’# Yet where Lincoln
would have ended on this combative note, a final olive branch was thrown - at the request of Seward, but
which Lincoln greatly improved upon - in which Lincoln appealed to the sense of common history, ‘the mystic
chords of memory’ that prevailed among all Americans,  North and South, and ended with a final note of
conciliation: ‘We are not enemies, but friends. We must not be enemies. Though passion may have strained;
it must not break our bonds of affection.’# Thus concluded a speech in which Lincoln asserted his
presidential authority, clamoured for the continued existence of the Union, but also hoped for reconcilement
between the fractious sections of America.

What factors and ideas shaped Lincoln’s military thinking in 1861-1862?

After the first shots of the civil war had been fired by the Confederacy, Abraham Lincoln, barely a month into
his presidency, was forced to deal with his position as commander-in-chief of the Union armed forces.
Lincoln had to contend not only with the realities of organising troops, dealing with generals and formulating
strategy, but also in political compromises and rallying the country behind him. Richard Carwardine has
suggested that Lincoln’s most pressing objectives were: to nourish and sustain northern political support
outside his own Republican party; to strengthen unionist elements in the Upper South to prevent their
secession; and thirdly, to prevent the war becoming an international conflict.# There was also the not
insignificant matter of prosecuting the war itself, a task that was constantly evolving with victories and defeats
on the battlefield.
Even before the seizure of Fort Sumter by the Confederates, Lincoln was liasing with his senior advisors,
mainly to let them know that it was he alone who was in charge of the Union war effort. In a letter to William
Seward, Lincoln’s frustration is evident at Seward’s attempt to usurp his authority by creating an international
incident to lessen the impact of secession. In reply to Seward’s suggestion that ‘Once adopted, debates on it
must end, and all agree and abide’ Lincoln agrees, but makes it clear that ‘if this must be done, I must do it.’#
Lincoln is making sure that all his cabinet realise that he will make the decisions. A further example of
Lincoln asserting his authority as president is in his calling on a special assembly of Congress, but not until
July. As several historians have noted, this allowed Lincoln the freedom to exercise his executive powers and
take swift action at the war’s outset.# All of the measures that Lincoln took were part of his pledge to ensure
the laws of the Union were enforced throughout the country, including in the Confederacy.
As part of Lincoln’s strategy to encourage support in the North, necessary to supply the manpower to
overwhelm the South, it was important to portray the South as the aggressors in the conflict, with the Union
merely responding to threats to dismember it. Part of this strategy had been achieved by getting the
Confederates to fire first in the Fort Sumter crisis, and was developed in Lincoln’s subsequent
correspondences: ‘I have no objection to declare  a thousand times that I have no purpose to invade Virginia
or any other State, but I do not mean to let them invade us without striking back.’# This statement continued
Lincoln’s affirmation of a policy of persuasion rather than coercion. Above all else, in Lincoln’s mind the
Union was to be preserved, which is why in some ways, the first stage of the conflict was protective and
conservative, seeking to defend the integrity of the Union, as well as the ideals it embodied, such as
democracy and liberty.
The second part of Lincoln’s wartime objectives involved appealing to the states of the Upper South to stay
within the Union. This was necessary from a military perspective, with the numbers of potential soldiers
within these states, and also from the perspective of maintaining the legitimacy of the Union. While Lincoln
could not prevent Virginia from seceding, he encouraged unionist supporters in the western part of the state,
and endorsed their establishment of a pro-Union administration: ‘Those loyal citizens, this government is
bound to recognise, and protect, as being Virginia.’# The more crucial states for Lincoln and the Union war
effort were the border slave states, Maryland, Kentucky and Missouri. To this end, as Carwardine has noted,
in the initial stages of the conflict Lincoln did not bring up the issue of slavery, and did not advocate the
arming of black soldiers. He also denounced instances of military emancipation of blacks.# In Lincoln’s
address to Congress in December 1861, Lincoln suggested the success of his policy regarding the border
states: ‘These three States of Maryland, Kentucky, and Missouri, neither of which would promise a single
soldier at first, have now an aggregate of not less than forty thousand in the field, for the Union.’# Such a
turnaround does indeed suggest that the appeals to the border states had been a victory for the Union.
A further part of this strategy towards the southern part of the Union involved appeals to those people of
unionist sentiment in the states of the Confederacy. To accomplish this Lincoln  stated that the administration
would ensure that in the conflict ‘the utmost care will be observed…to avoid any devastation, any destruction
of, or interference with, property, or any disturbance of peaceful citizens in any part of the country.’# While the
respect for property was explicitly stated in the first few weeks of war, as the conflict developed, this was cast
aside in favour of military necessity. As long as Lincoln held the belief that there was a chance the loyal
unionist citizens of the South would rise up and overthrow the secessionist elite, he felt the need to proclaim
that ‘Loyal citizens everywhere, have the right to claim this their government; and the government has no right
to withhold, or neglect it.’# As the war progressed, this was another early strategy that had to be revised.
One of the fundamental aims of the Confederacy in the conflict was to gain recognition from the European
powers. The Union government under Lincoln was keen to ensure that this could not happen. To accomplish
this goal, Lincoln made it clear that the Confederate government was an illegitimate body, and that he was
pursuing military action to suppress an internal insurrection. This course of action corresponded to Lincoln’s
belief and rhetoric that the Union was unbroken that he had expounded in the Inaugural Address. In
reinforcing this belief, Lincoln explained to Congress in Special Session that ‘Our States have neither more,
nor less power, than that reserved to them, in the Union, by the Constitution - none of them ever having been
a State out of the Union.’# Part of Lincoln’s military strategy was a blockade of Southern ports, through which
he hoped to starve the Confederacy of supplies. Only partially successful during the initial stages of the
conflict, the blockade - by the mere choice of the word ‘blockade’ - was an implicit recognition of the
Confederacy. However, as David Donald has noted, the blockade was more effective than a closure of ports
in limiting foreign involvement, as closing ports could have led to problems with foreign shipping.# Overall,
Lincoln’s plan to limit foreign involvement was successfully exploited, and he was justified in explaining to
Congress that foreign nations ‘can scarcely have failed to recognise that the effort for disunion produces the
existing difficulty,’ thus at the same time also offering another indication that blame for the conflict lay with the
Rebels.#
Beside the political considerations that affected the conduct of the war in its first years, events in the theatres
of battle would also play a role in directing Lincoln’s military strategy. As James McPherson indicates, the
South did not have to ‘win’ to be victorious in their struggle. The North had the much harder task of
conquering the South, both physically and in spirit. This meant that Lincoln and the North had to carry the fight
to the enemy, and use its superior numbers to good effect by attacking many areas at once.# Lincoln used
his emergency powers as president to call up a militia, initially only 75,000 strong, to perform a policing
action aimed at punishing the rebel leaders. After the defeat at Bull Run, and the reality of the conflict had
begun to set in, Lincoln needed more troops, thus his requests increased rapidly to 400,000 men, and soon
a million were called forth. This is where Lincoln relied on the strong Unionist sentiment that he had
encouraged in the North, as volunteer regiments were formed.
Part of Lincoln’s concern for the loyalty of the border states, especially Maryland, was that Washington, the
seat of Lincoln’s government lay surrounded by slave states. The first troop movements were aimed at
reinforcing the capital’s defences, which were woeful at the outset of hostilities. Lincoln was forced to
reassure the local political leaders in Maryland that the troops passing through their state were not an
invasion force, but had to pass through their territory to defend the government. He did not hesitate to remind
them, however, that if the people ‘will not attack us, we will not attack them, but if they do attack us, we will
return it, and that severely.’# It was also in regard to the safety of the capital that Lincoln enacted one of his
more controversial decisions, to suspend the writ of habeas corpus. He justified this act by asking
rhetorically, ‘are all the laws, but one, to go unexecuted, and the government itself go to pieces, lest that one
be violated?’# Once Washington was secured, Lincoln could turn his attention to attacking the Confederacy.
The sound Union defeat at the battle of Bull Run altered his perceptions of the conflict, and his strategy
changed in response. Lincoln called for more troops, more training and more organisation, appointing
General George B. McClellan to mould the raw volunteers into a fighting force. The North would then be able
to strike effectively at the Rebels, and destroy the Confederacy.
The first year of the war was marked by a belief that the conflict would soon be ended, and a confidence of
victory on both sides of the sectional divide. Abraham Lincoln had a wide variety of tasks to accomplish to
enact his military strategy. He had to maintain and build on the support of unionists in the North, and appeal
to those unionists he was sure existed in the South. The border slave states were seen as a crucial resource
in terms of military strategy, and providing a further repudiation of the seceding states. Lincoln emphasised
the legitimacy of the Union, while proclaiming the inherent illegitimacy of the Confederates. This was in order
to gain support from foreign powers such as Britain and France, and their refusal to recognise the
Confederacy. Finally he had to find troops to prosecute the war, both on land and in the blockade at sea.
Protecting Washington required some potentially extralegal measures, but in his power as commander-in-
chief, Lincoln did what he felt was necessary to ensure the continuation of the government against an internal
insurrection. Lincoln often referred to the war as a proving ground for the principles of the Declaration of
Independence, and described the conflict as a ‘People’s contest.’ He continued: ‘On the side of the Union, it
is a struggle for maintaining in the world, that form, and substance of government, whose leading object is, to
elevate the condition of men.’# In this spirit, he offered a coherent military strategy aimed at bring the
recalcitrant Southerners back into the Union fold.
Non-fiction


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